Money Management Institute’s Update on SEC Conditional Relief for Investment Advisers from Filing and Disclosure Obligations

Morgan Lewis partners Steve Stone and Christine Lombardo spoke at MMI’s member-only NetMeeting webinar titled “Update on SEC Conditional Relief for Investment Advisers from Filling and Disclosure Obligations.” 

The SEC has taken some limited but helpful steps in the form of conditional regulatory relief and assistance for investment advisers from various filing and disclosure obligations for companies affected by the Coronavirus. The webinar provided an overview of clear insight into the new SEC relief and who it applies to, identifying and implementing the best approaches, coordination necessary between sponsors and investment managers and other possible types of relief that may be necessary.