Webinars

FCA Compliance-Market Abuse Regulation

10 ноября 2020 г.
10:00 - 11:00 Greenwich Mean Time
05:00 - 06:00 Eastern Standard Time
04:00 - 05:00 Central Standard Time

Partner William Yonge will be taking part in the live complimentary webinar ‘FCA Compliance-Market Abuse Regulation: Identifying Conflicts to Prevent Market Abuse’.

The CeFPro webinar, in partnership with MyComplianceOffice, will address key topics including:

  • Identifying and preventing conflicts of interest
  • Types of conflicts and real cases example (situations in which a conflict could arise)
  • Identification and disclosure of insider information
  • Personal account dealing and PAD policy under FCA Rules and practical challenges

William will be sharing insights and answering questions in a live Q&A alongside industry experts including Sophie Dupre-Echeverria, Chief Risk & Compliance Officer, Gulf International Bank and Keith Pyke, Solution Sales, MyComplianceOffice.