Morgan Lewis's Investment Management Practice presented this timely discussion of key developments in the SEC's enforcement program, including a summary of important cases against investment advisers, private fund advisers, and mutual funds, as well as an analysis of 2012 enforcement trends and expected priorities for 2013.
This webinar was the first session of the Investment Management Practice's quarterly Virtual Asset Management Roundtable Series—a forum for the discussion of complex legal and compliance topics affecting asset managers and dual registrants.
Presenters:
Jennifer L. Klass | Partner, New York
Richard F. Morris | Partner, New York
Ivan P. Harris | Partner, Miami/New York
Thomas A. Linthorst | Partner, Princeton
Joshua R. Blackman | Associate, New York