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Conferences and Speeches

FIRMA 28th National Risk Management Training Conference

2014年4月27日 - 2014年5月1日
01:00 上午 Eastern Daylight Time

Daniel Kleinman will be speaking on The Fiduciary Standard: What Could Change to the DOL Standard Mean. In this session, Attendees will:

  • Learn about the Differences between a DOL Fiduciary Standard and an SEC Fiduciary Standard
  • Answer your questions about how a change to the DOL Standard could impact your bank’s business
  • Get the latest news about actions Congress, FINRA, SEC and DOL are taking to resolve this issue
  • Learn how this will change your call center conversations about rollovers from a 401(k) plan