Hear from SEC’s Enforcement Leaders: A Conversation with Stephanie Avakian and Steven Peikin

The Securities and Exchange Commission Historical Society and Morgan Lewis hosted the co-directors of the SEC Division of Enforcement for a discussion about the trends in today’s regulatory landscape with a look ahead to tomorrow.

The conversation with Stephanie Avakian and Steven Peikin focused on timely topics such as cyber, retail investor protection, and key enforcement cases and priorities. Timed with the turn of the SEC’s fiscal year, the discussion also provided insight into the division’s agenda for the upcoming year.

This event was co-sponsored with the SEC Historical Society. A webcast of the program is available in the SEC Historical Society’s virtual library at sechistorical.org.

Speakers

Stephanie Avakian
Co-Director, Division of Enforcement Securities and Exchange Commission

Steven Peikin
Co-Director, Division of Enforcement Securities and Exchange Commission

Susan D. Resley
Partner, Securities Enforcement Practice, Morgan, Lewis & Bockius LLP

Ben A. Indek
Partner, Securities Enforcement Practice, Morgan, Lewis & Bockius LLP