网络研讨会

SEC's New Marketing Rule: What You Need to Know When Marketing to U.S. Investors

2022年11月14日
04:00 下午 - 05:00 下午 Singapore Time

Partner Divya Thakur will speak during the Singapore Venture & Private Capital Association (SVCA) webinar, “SEC'S New Marketing Rule: What You Need to Know When Marketing to U.S. Investors.”

Topics will include:

  • The policy objectives behind the US Securities and Exchange Commission’s (SEC’s) new marketing rule with the nearing compliance date.
  • Key aspects of the new marketing rule and how it differs from the existing rule.
  • The effects of the new rules on investment manager operations and compliance programs
  • Practical aspects of implementing the new rule and the challenges arising from the new requirements.