Ben A. Indek

Partner

Ben A. Indek focuses his practice on representing broker-dealers and their employees in governmental, self-regulatory organization, and state securities commission investigations, and conducting internal investigations for such firms. Ben also counsels clients on regulatory and compliance issues, with a particular emphasis on assisting firms in self-reporting matters under FINRA Rule 4530(b). Chambers USA has ranked Ben as one of “America’s Leading Lawyers for Business” for the last seven years.

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