Please join Morgan Lewis and the Securities and Exchange Commission Historical Society for an upcoming virtual SEC Regional Directors roundtable. Morgan Lewis partner and former Regional Director of the SEC’s Philadelphia office Jeff Boujoukos will lead a discussion with an esteemed panel of current and former SEC Regional Directors. |
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Topics will include: |
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Dealing with coronavirus (COVID-19) at the regional level |
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How regions drive enforcement cases and initiatives |
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How OCIE innovates at the regional level |
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Tips, complaints, and referrals at the regional level |
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Future areas of enforcement and OCIE emphasis |
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Questions? |
Please contact Neal Geosits. |
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When |
Wednesday, October 21, 2020
12:30–1:45 pm ET
11:30 am–12:45 pm CT
9:30–10:45 am PT |
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Moderator |
G. Jeffrey Boujoukos
Partner, Morgan Lewis |
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Presenters |
Richard R. Best
Director, New York Regional Office, SEC |
Marc P. Berger
Deputy Director of Enforcement, SEC |
Kelly L. Gibson
Director, Philadelphia Regional Office, SEC |
Michele Wein Layne
Director, Los Angeles Regional Office, SEC |
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Credit |
CLE credit in CA, CT, FL, IL, NY, NJ (via reciprocity), PA, TX, and VA is currently pending approval. |
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