Jonathan J. Nowakowski

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He/Him/His

Jonathan J. Nowakowski advises investment companies, investment advisers, and private funds on a variety of regulatory compliance, corporate, and transactional matters. Jon counsels clients in all aspects of their organization, registration, operation, and liquidation. In addition, Jon advises broker-dealers on various matters, particularly with respect to regulatory compliance issues, market making activities, and transactions in exchange-traded funds. Jon is also a member of the firm’s ESG & Sustainability Advisory Working Group, and regularly counsels clients on ESG investing strategies, disclosure, and related regulatory issues.

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