Natalie R. Wengroff

Natalie R. Wengroff advises financial institutions on compliance with US state and federal regulation, including fiduciary responsibilities and ERISA matters. She also advises broker-dealers and investment advisors regarding their obligations under federal securities laws and self-regulatory organization rules such as Financial Industry Regulatory Authority (FINRA). Prior to joining Morgan Lewis, Natalie represented independent broker-dealers and financial advisors before state securities and banking commissioners.