Kyle D. Whitehead


Kyle D. Whitehead advises US and non-US broker-dealers, investment advisers, and other market participants on a wide range of regulatory matters involving federal and state securities laws as well as US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and other self-regulatory organization (SRO) rules and regulations. Kyle also represents clients in mergers, acquisitions, and other change-of-control transactions involving broker-dealers. His clients range from prominent global financial institutions to startup ventures and fintech companies.