SEC to Put Advisor M&A, Alts in 2026 Exam Crosshairs, Former Regulator Says, Financial Advisor

Partner Christine Schleppegrell, former head of the SEC private funds branch, was featured in a Financial Advisor article discussing the SEC’s anticipated 2026 exam priorities.

“More firms are looking for opportunities to combine, and that momentum is drawing more attention from the SEC,” Christine said, noting that the focus reflects the surge in Registered Investment Advisor (RIA) consolidation as firms look to buy or combine with other practices to expand their client base. “We’re seeing a very active space,” she added.

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