Sunday, November 1, 2015 - Wednesday, November 4, 2015 |
Partners Peter Chan and Steve Stone will participate on panels at the 2015 National Society of Compliance Professionals (NSCP) annual conference.
Panel: "Broker-Dealers: Effective Practices for Managing Conflicts of Interest"
Monday, November 2 | 2:10–3:45 pm
Panelist: Peter Chan
This panel will cover topics including:
Panel: "Global Compliance"
Tuesday, November 3 | 2:10–3:25 pm
Panelist: Steve Stone
This panel will cover topics including:
Panel: "Legal vs. Compliance vs. Ethics"
Wednesday, November 4 | 9:30–10:30 am
Panelist: Steve Hansen
This panel will cover topics including:
CLE credit: NSCP will seek program accreditation for CLE and CE credits.