PLI's ERISA 2016: The Evolving World

Employee Benefits and Executive Compensation partner Jeanie Cogill and Investment Management partner Daniel Kleinman will present at “ERISA 2016: The Evolving World” sponsored by Practising Law Institute (PLI).

Impact of the Fiduciary Regulation on Institutional Businesses and Asset Managers
August 1, 2016 | 10:30 am–12:15 pm
Speaker: Jeanie Cogill

A. Institutional Businesses

• Disclosure requirements
• How is the standard different than those for retail businesses?

B. Asset Managers

• Managing plan assets
• Exemptions

Impact of the Fiduciary Regulation on Retail Brokerage
August 1, 2016 | 1:15–2:45 pm
Speaker: Daniel Kleinman

• Investment advice
• Best Interest Contract Exemption(BICE)
• Principal Transaction Exemption (PTE)