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Erica L. Zong Evenson

Associate

Erica L. Zong Evenson’s practice focuses on investment company and investment adviser regulatory and compliance-related issues. She counsels on forming, registering, and ongoing regulation of investment companies, including active and passive exchange-traded investment companies. Additionally, she assists clients in multiple capacities regarding closed-end funds, including preparing shelf offering filings for review by the US Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority, and various exchanges. Erica also provides ongoing advice regarding various regulatory compliance and securities law issues.

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ETF Roundup
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2018 Year in Review: Select SEC and FINRA Developments and Enforcement Cases

    Extended Profile

    Erica previously served in the SEC’s Office of Compliance Inspections and Examinations as part of the agency’s 2009 and 2010 Summer Honors Internship Programs.

    Education

    • Indiana University of Pennsylvania, 2004, Bachelor of Arts
    • Dickinson School of Law of the Pennsylvania State University, 2011, Juris Doctor

    Admissions

    • District of Columbia
    • Pennsylvania

    Awards and Affiliations

    Ones to Watch, Banking and Finance Law, Washington, DC, The Best Lawyers in America (2024)

    Member, Best ETF Law Firm, ETF Express US Awards (2021, 2022)

    Member, ETF Law Firm of the Year, ETF.com (2019)

    Member, Best ETF Legal & Compliance Firm, ETF Express (2019)

    Member, Practice Group of the Year, Asset Management, Law360 (2017)

    Publications