Stephen Scotch-Marmo maintains a broad litigation practice representing financial institutions, broker-dealers, hedge funds, and other corporate clients, as well as investment advisers, senior executives, and other individuals in complex civil litigation, including class actions, and arbitration proceedings. He also handles private and public investigations and enforcement proceedings brought by the US Securities and Exchange Commission, Financial Industry Regulatory Authority (FINRA), and other regulators. Stephen’s clients span multiple industries, including banking, insurance, pharmaceuticals, and utilities. His securities law acumen includes several cases involving option trading and various esoteric financial products.