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Thomas S. Harman

Partner

Thomas S. Harman represents investment advisers (both publicly and privately held), mutual funds, closed-end funds, interval funds, unit investment trusts, and private investment funds on a variety of legal and compliance issues. Tom represents the board of directors of several fund families, including the board of several business development companies. He also advises issuers with respect to the availability of exemption from the Investment Company Act of 1940.