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Investment Management partner Daniel Kleinman will be speaking at the SIFMA’s Savings & Retirement Seminar on the panel for “Dealing with Department of Labor ERISA Investigations and Other Challenges.”
The panel will give you the guidance you need on this process, including the steps you need to take when contacted by EBSA for an ERISA investigation. The panelists will also discuss other litigation in the news, such as liens and revenue sharing.
The SIFMA Savings and Retirement Seminar is designed for senior retirement executives, compliance professionals, and attorneys, and provides the latest developments in the retirement planning industry. This seminar will feature five panels that will discuss and offer best practices and strategies including: how providers and financial advisors are assisting plan participants with retirement readiness, understanding the Department of Labor Audit/ERISA Investigation process, lifetime income solutions and how to help clients with the draw-down phase, and addressing the Fiduciary Standards with a review of the DOL and SEC approaches.
Wednesday, January 15, 2014
SIFMA Conference Center
New York, NY