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As SEC Aims to Nix Exemptive Relief, ETFs Still Knocking on Agency’s Door, Ignites

August 03, 2018

Morgan Lewis partner John McGuire shares his view on the SEC’s proposed ETF rule 6c-11, which will standardize the conditions by which ETF sponsors bring active and index ETFs to market. McGuire notes in the article that the commission could put forth a final rule by April 2019, but a more realistic schedule would be sometime in the second quarter.

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