Dodd-Frank created expanded enforcement powers, and the regulators are vigorously policing their mandate in the wake of the financial crisis. Morgan Lewis lawyers presented this one-hour webinar discussing key legal developments, laws that the enforcement authorities are focused on, how to deal with the government should an investigation be pursued, and what the government’s future priorities are. The presenters addressed issues that directly affect the asset-management business in this era of wider enforcement.
Topics included: