Eighth Annual Advanced Topics in Hedge Fund Practices, Part 12: Current Broker Dealer Issues

April 21, 2015

Morgan Lewis is proud to present a fourteen-part podcast recording from our April 21, 2015 conference, Advanced Topics in Hedge Fund Practices.

Morgan Lewis partners Jedd Wider and Timothy Levin chaired this fourteen-part, in-depth discussion of US and international advanced hedge fund topics focusing on manager and investor perspectives.

In Part 12, Steve Stone discusses important recent broker dealer issues.

See also:

  • Part 1: Enforcement Trends and Issues
  • Part 2: Regulatory and Inspection Priorities for Private Fund Advisers
  • Part 3: Current Hedge Fund Environment: Institutional Investor/Manager Perspectives
  • Part 4: Current M&A Issues in Transactions Involving Hedge Fund Managers
  • Part 5: Dodd- Frank Developments and Derivatives
  • Part 6: Registered Funds: Considerations for Alternative Investment Managers
  • Part 7: Trading and Investment Practices Affecting Hedge Funds
  • Part 8: Use of Options and Stock Settled Stock Appreciation Rights to Compensate Investment Managers
  • Part 9: Co-Invest Structures and Issues, Seeding Managers and Hedge Fund Trends
  • Part 10: International Fund Issues – Japan and the UK
  • Part 11: Nontransparent Actively Managed ETFs and Smart BETA
  • Part 13: Structured Products: CLOs, REMICs, REPACs and Whole Loans
  • Part 14: Perspectives on “Insider Trading” Post-Newman