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Griffin J. Abbott

Associate

Griffin J. Abbott is part of a team of lawyers that represents broker-dealers, investment advisers, and their executives in Financial Industry Regulatory Authority (FINRA) and US Securities and Exchange Commission (SEC) investigations. Griffin’s experience also includes assisting firms in evaluating whether to self-report matters under FINRA Rule 4530(b), counseling on securities regulatory issues, and conducting internal investigations for financial services companies.

Extended Profile

While at the Benjamin N. Cardozo School of Law, Griffin was a staff editor of the Cardozo Law Review, a member of the Securities Arbitration Clinic, and a recipient of the Jacob Burns Medal for special achievements and contributions in a variety of law school academic and professional activities. Prior to law school, Griffin served as a litigation paralegal in the New York office of a major international law firm.

Education

  • Yeshiva University, Benjamin N. Cardozo School of Law, 2021, J.D., cum laude
  • Hamilton College, 2015, B.A.

Admissions

  • New York

Publications