Griffin J. Abbott is part of a team of lawyers that represents broker-dealers, investment advisers, and their executives in Financial Industry Regulatory Authority (FINRA) and US Securities and Exchange Commission (SEC) investigations. Griffin’s experience also includes assisting firms in evaluating whether to self-report matters under FINRA Rule 4530(b), counseling on securities regulatory issues, and conducting internal investigations for financial services companies.
While at the Benjamin N. Cardozo School of Law, Griffin was a staff editor of the Cardozo Law Review, a member of the Securities Arbitration Clinic, and a recipient of the Jacob Burns Medal for special achievements and contributions in a variety of law school academic and professional activities. Prior to law school, Griffin served as a litigation paralegal in the New York office of a major international law firm.
Yeshiva University, Benjamin N. Cardozo School of Law, 2021, J.D., cum laude