Thomas J. Hennessey


Thomas J. Hennessey has an extensive jury and bench trial background in state and federal court; administrative enforcement proceedings before the SEC, FINRA, and state securities regulators; and arbitration experience before FINRA, the ICC, and other arbitral bodies. Thom regularly manages the integrated defense of leading financial institutions facing parallel regulatory and civil claims arising from the sale of financial products. Thom has represented public companies, national banks, international broker-dealers, investment banks, investment advisors, distributors, transfer agents and individuals in high-stakes litigation and enforcement matters for over 20 years.