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Please join Morgan Lewis for this roundtable designed to assist broker-dealer CCOs and other compliance professionals in grappling with today's tough compliance challenges.
Industry-knowledgeable broker-dealer panelists from Morgan, Lewis & Bockius LLP, ACA Compliance Group, and the industry will discuss topics relevant regulatory requirements.
Topics will include:
September 29, 2010
Breakfast 8:30 a.m. | Session and discussion 9:00-11:00 a.m.
Morgan, Lewis & Bockius LLP
101 Park Avenue
New York, NY 10178
For more information or to register, please contact Dee Stafford at email@example.com.
Application for accreditation of this CLE program in NY, NJ, PA, IL, TX, VA, FL, MN, and several other states is pending.