|11:30 AM - 01:00 AM ET|
2011 was a record year for the SEC's and FINRA's enforcement programs, with both bringing more cases and obtaining higher money penalties and remediation than in prior years.
Please join us for this webinar as we discuss the following topics:
Thursday, February 23, 2012
CLE credit in NY, NJ, PA, IL, TX, and FL is currently pending approval.