|Thursday, January 14, 2016
|02:00 PM - 05:00 PM Eastern Standard Time
Morgan Lewis and the Bond Dealers of America invite you to join us for a fixed-income legal and compliance roundtable program.
This roundtable program is designed for fixed-income legal and compliance leadership at financial services and broker-dealer firms. The program will feature senior officials from the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) who will discuss current market structure and rulemaking initiatives, as well as recent enforcement actions and priorities.
Topics will include: