Morgan Lewis MiFID II Client Roundtable

Please join us our MiFID II Research Client Roundtable discussion.

Topics include:

• Cross‐border applicability of MiFID II
• Strategies to "ring fence" MiFID II
• Effect of MiFID II adherence on the availability of Section 28(e)
• Trading arrangements/average commission/SMC issues
• Custody issues with RPAs
• Complications with research‐sharing arrangements
• Conflicting research valuations
• Dealing with clients who say "no" to RPA funding or soft dollars
• Establishment of RPA accounts and bankruptcy/SIPA issues
• Topics on which SEC guidance will be needed