Morgan Lewis MiFID II Client Roundtable

Thursday, April 20, 2017

Please join us our MiFID II Research Client Roundtable discussion.

Topics include:

  • Cross‐border applicability of MiFID II
  • Strategies to "ring fence" MiFID II
  • Effect of MiFID II adherence on the availability of Section 28(e)
  • Trading arrangements/average commission/SMC issues
  • Custody issues with RPAs
  • Complications with research‐sharing arrangements
  • Conflicting research valuations
  • Dealing with clients who say "no" to RPA funding or soft dollars
  • Establishment of RPA accounts and bankruptcy/SIPA issues
  • Topics on which SEC guidance will be needed