ICI 2017 Securities Law Development Conference

Thursday, December 7, 2017

Morgan Lewis partner Steve Stone spoke on the panel “Investigating the Maze: The Implications of the DOL Fiduciary Rule,” at the ICI 2017 Securities Law Development Conference. The conference featured SEC Commissioner Kara Stein and Dalia Blass, newly named director of the SEC’s Division of Investment Management. Participants also heard directly from regulatory and industry experts who spoke in-depth about a variety of issues, including:

  • the implications of the DOL fiduciary rule;
  • implementation of the SEC’s liquidity risk management rule;
  • recent ETF developments;
  • SEC compliance and enforcement