2019 Doing Business in the Golden State – California Regulation of Private Funds

View the recording >> | View the slides >>

April 03, 2019

Soliciting investors in California requires fund sponsors and asset managers to become familiar with the state's legal regulatory framework. California has enacted certain laws and related regulations that persons raising capital from investors in the state are required to follow. Join us for an overview of the following to ensure compliance with state law in your fundraising and fund management:

  • Soliciting California public pension plans to invest may trigger a registration requirement as a lobbyist with the California Fair Political Practices Commission.
  • Learn what must be publicly disclosed by law when accepting California public pension plan investors to your fund.
  • Managing assets of California investors may require registration with California as an investment adviser.


Please contact Kim Mize at +1.415.442.1869.

CLE credit: 1.0 MCLE is available.