CLE Courses

Preparing for Department of Financial Services (DFS’s) Best Interest Regulation

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June 5, 2019

Please join us for a webinar on current developments on the Best Interest Rule(s).

Regulation 187’s effective date will soon be upon us and many, if not all, of the questions and concerns expressed during the drafting phase remain unaddressed.

Some questions are broad: Will other states follow suit? Will the NAIC?

Others are narrow: What does “best interest” mean? What will enforcement look like?

For more information on this event please contact Sharon James at 212-309-7181.

CLE credit: CLE credit is currently pending in CA, FL, IL, NY, PA, TX, VA via reciprocity in FL and NJ.