Please join us for the next roundtable on September 12. Industry-knowledgeable panelists will discuss topics relevant to regulatory requirements and industry best practices. The roundtable will include a keynote address by Mark Dowdell, Assistant Regional Director, US Securities and Exchange Commission and a panel discussion covering a variety of topics relevant to you.
This roundtable will cover:
For more information on this event, please contact Sharon James at +1.212.309.7181.
CLE credit: CLE credit is currently pending in CA, IL, NY, PA, TX, VA via reciprocity in CT and FL.