DOL ERISA Enforcement 2021 Update

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Wednesday, October 6, 2021
12:30 PM - 01:30 PM Eastern Daylight Time
11:30 AM - 12:30 PM Central Daylight Time
09:30 AM - 10:30 AM Pacific Daylight Time

In recent years, the US Department of Labor (DOL) has been active in investigating ERISA plans and service pro-viders to those plans and its robust enforcement activities are likely to continue.

This presentation will provide an update on the DOL’s cur-rent enforcement activities and priorities.  It will also cover new enforcement focuses on the horizon and address tips and practices for successfully navigating DOL matters.

Please join us as we discuss:

  • The DOL’s current enforcement priorities including cybersecurity, missing participants, investment related conflicts and mental health parity
  • Predictions regarding future priorities
  • Helpful considerations for navigating DOL investigations

CLE credit: CLE credit in CA, CT, FL, IL, NJ (via reciprocity), NY, PA, TX, and VA is currently pending approval.