Wednesday, May 1, 2019 |
Please join us to learn more about practices, developments, and enforcement actions of the US Securities and Exchange Commission and Financial Industry Regulatory Authority.
Presenters:
For more information on this event, please contact Sharon James at +1.212.309.7181.
CLE credit: CLE credit is currently pending in CA, NY, PA, KS, MO, and via reciprocity in CT and FL.