Morgan Lewis's Steven Stone will present this webcast.
This webinar will address requirements and best practices for advisers in satisfying the safe harbor requirements in structuring commission sharing agreements, including satisfying the "effecting" and "provided by" elements of the safe harbor. The session will also address other current soft dollar issues facing advisers, including client "no soft dollars" bars, use of aggregators, protecting and transferring soft dollar balances, client rebates, sharing research with affiliates, cross border trading, and disclosure considerations.
Thursday, June 3, 2010
1:00 p.m.–2:15 p.m.
For more information or to register, please use the above registration link.