Event

Investment Company Institute (ICI) Assessing the New DOL Fiduciary Rule: Policy and Practical Challenges

May 10, 2016

Dan Kleinman spoke on the "Fund Distribution Under New Fiduciary Paradigm." This panel focused on the impact and possible changes to fund distribution necessitated by the new rules. 

Discussion topics included:

  • Future of direct sales and role of product sponsors in education of intermediaries
  • Treatment of wholesalers
  • “Unbundling” distribution; use and construction of new share classes