PLI's ERISA 2016: The Evolving World

August 01, 2016 to August 02, 2016

Employee Benefits and Executive Compensation partner Jeanie Cogill and Investment Management partner Daniel Kleinman will present at “ERISA 2016: The Evolving World” sponsored by Practising Law Institute (PLI).

Impact of the Fiduciary Regulation on Institutional Businesses and Asset Managers
August 1, 2016 | 10:30 am–12:15 pm
Speaker: Jeanie Cogill

A. Institutional Businesses

  • Disclosure requirements
  • How is the standard different than those for retail businesses?

B. Asset Managers

  • Managing plan assets
  • Exemptions

Impact of the Fiduciary Regulation on Retail Brokerage
August 1, 2016 | 1:15–2:45 pm
Speaker: Daniel Kleinman

  • Investment advice
  • Best Interest Contract Exemption(BICE)
  • Principal Transaction Exemption (PTE)

CLE credit: Please see event details for CLE information.