Litigation Partner David C. Boch will speak at the 2018 SIFMA Compliance & Legal Society Boston Regional Seminar which will feature presentations by leading securities regulators and industry professionals. David will be moderating a panel titled “Key Legal and Regulatory Issues: Private Client”; the panelists will include professionals from leading U.S. banks and experts from the SEC.
SIFMA represents the broker-dealers, banks and asset managers who, together, provide access to the capital markets. The SIFMA Foundation is dedicated to fostering knowledge and understanding of the financial markets for individuals of all backgrounds.
CLE credit: CLE Credits offered for: Florida, New Jersey, and New York