Outside Publication

CFTC/SEC Jurisdictional Battle Heats Up Over Dividend Indices, Westlaw Journal: Securities Litigation & Regulation, Volume 21 Issue 9

September 03, 2015

The CFTC recently approved a futures contract on a dividend index as a non-security based index futures contract over the SEC ’s objection that the dividend index contract could be a security future; the CFTC ’s actions may have implications for market participants in this and other dividend index futures contracts and swaps.

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