Michael M. Philipp

7/14/2016 - Elizabeth Warren’s Latest Proposal Is Unfailingly Tough on Banks, All Things FinReg

6/9/2016 - Ninth Annual Advanced Topics in Hedge Fund Practices, Part 9: Dodd-Frank Developments and Derivatives

5/23/2016 - Surprise! No More Retail Forex for Broker-Dealers, All Things FinReg

2015-2016 - Hedge Fund Deskbook

2/22/2016 - CFTC Staff Clarifies Registration Relief Available to Non-US Asset Managers

1/12/2016 - Deadline Approaches for Annual CPO/CTA Exemption Filings

12/14/2015 - SEC Proposes Requirements for Funds’ Use of Derivatives and Other Financial Transactions

11/9/2015 - Prosecutors Record First-Ever Conviction for ‘Spoofing’: A New Era of Trading Enforcement

9/8/2015 - National Futures Association Proposes Cybersecurity Guidance for NFA Member Firms

9/3/2015 - CFTC/SEC Jurisdictional Battle Heats Up Over Dividend Indices, Westlaw Journal: Securities Litigation & Regulation, Volume 21 Issue 9

8/19/2015 - CFTC/SEC Jurisdictional Battle Heats Up Over Dividend Indices

7/27/2015 - CFTC Staff Exempts Certain Commodity Trading Advisors from Form CTA-PR Reporting

6/9/2015 - NYDFS Releases Final Rules for Licensing Virtual Currency Businesses in New York

12/5/2014 - CFTC Releases No-Action Letter 14-144

11/7/2014 - CFTC Proposes Amendments to Recordkeeping Rules

6/12/2014 - First Swap Dealer Exams Expected To Probe Compliance Chiefs, Law360

6/10/2014 - Challenges in Requiring High-Frequency Traders to Register as Dealers

6/7/2014 - Citadel Builds Swaps Unit to Repeat Market-Making Triumph, Bloomberg (read the article)

5/7/2014 - Panelist, Compliance Rapid Fire Panel, presented at the 36th Annual Futures Industry Association Law and Compliance Division Conference on the Regulation of Futures, Derivatives and OTC Products, Baltimore, MD

5/1/2014 - Seventh Annual Advanced Topics in Hedge Fund Practices, Part 5: Dodd Frank Developments: Documentation and Clearing

3/20/2014 - SEC Proposes Enhanced Regulatory Framework for Certain Registered Clearing Agencies

7/18/2013 - SEC Provides Relief for Familiarization Activities of Foreign Options Markets

July 2013 - Portfolio Margining of Cleared Credit Default Swaps, Journal of Investment Compliance

5/14/2013 - Virtual Asset Management Roundtable Series: Advertising and Social Media

5/2/2013 - Sixth Annual Advanced Topics in Hedge Fund Practices, Part 5: Swaps Regulation is Here

4/25/2013 - Federal Reserve Adopts Retail Forex Rules

3/6/2013 - Morgan Lewis Hedge Fund University™ Commodity Pool Regulatory Update

2/11/2013 - CFTC Provides Family Offices with Certainty and Fund of Fund’s with a Temporary Reprieve, BNA's Securities Regulation & Law Report

1/3/2013 - CFTC Adopts Tape-Recording and Recordkeeping Rules

12/28/2012 - SEC Permits Portfolio Margining of Credit Default Swaps

12/5/2012 - CFTC Staff No-Action Relief for Family Offices and Fund of Funds Operators

10/15/2012 - Temporary Relief from Registration for Swaps Intermediaries

10/5/2012 - Fifth Annual Advanced Topics in Hedge Fund Practices, Part 4: Dodd-Frank Regulatory Changes As They Unfold

9/14/2012 - Dodd-Frank Act: Are You Ready?, Power & Pipes

9/13/2012 - Dodd-Frank Act: Are You Ready?

8/28/2012 - NFA Proposes New Swap Entity Identification Requirement and Waives Series 3 Exam for APs Engaged Only in Swap Activity

6/11/2012 - Pushing For Stricter FCM Controls Post MF Global, Law360

6/1/2012 - NFA Proposes FCM Financial Requirements in the Wake of MF Global

May 2012 - What the CFTC Rule Revisions Mean for Registered Investment Companies and Their Investment Advisers

4/3/2012 - Co-presenter, Recent Developments for Investment Advisers and Broker-Dealers/FCMs Roundtable

3/29/2012 - Morgan Lewis ICI Conference Breakfast Briefing

2/9/2011 - CFTC Proposed Rules on Position Limits, presented at the Managed Funds Association's OTC Derivatives Forum, New York

10/19/2010 - Panelist, Clearing and Trading of Swaps panel, presented at the 2010 PLI Advanced Swaps and Derivatives Program, New York