Outside Publication

Parsing the SEC’s No-Action Letter on Rule 192 Compliance, Law360

June 04, 2025

Partner Brandon Figg authored an article in Law360 discussing the US Securities and Exchange Commission’s (SEC’s) recent no-action letter related to Rule 192 and its implications for securitization participants, highlighting how it affects enforcement of conflicted transactions and discussing the challenges firms face in interpreting and applying the rule.

Read the full Law360 article>>