Morgan Lewis ICI Conference Breakfast Briefing

March 29, 2012

On March 19, 2012 Morgan Lewis presented the ICI Conference Breakfast Briefing.  This conference highlighted what registered investment companies need to know about the CFTC implementation of Dodd-Frank and beyond.

The panel was moderated by Andrew J. "Buddy" Donohue, and featured Morgan Lewis Investment Management attorneys Georgia Bullitt, Michael Philipp, and Michael Piracci.

Topics discussed included:

  • Preparing your funds to clear swaps
  • Volcker Rule
  • How CFTC position limits will affect fund investments
  • Insights on trading Forex-Is it a swap or is it retail?
  • CFTC Rules 4.13/4.5-Congratulations you are a CPO-What does that mean? What do you have to do?