Ariel Gursky


Ariel Gursky focuses her practice on representing broker-dealers and their employees in governmental, self-regulatory organization, and state securities commission investigations, and conducting internal investigations for such firms. She has particular experience in assisting firms in evaluating whether to self-report matters under FINRA Rule 4530(b), electronic trading, and trade reporting obligations; she acts as counsel to several broker-dealer self-reporting committees. Ariel also has experience representing corporate and individual clients in litigation and arbitration.