Amy Natterson Kroll


Amy Natterson Kroll counsels financial institutions on US regulatory requirements and best practices related to broker and dealer activities. Amy advises clients on issues related to the implementation of new regulations; acquisition and sale of broker-dealers; expansion of business and related regulatory requirements for financial institutions; and regulations related to capital markets, such as research activities and research analysts, participation in public offerings, supervisory controls and internal controls, and cross-border securities activities. Amy also advises clients on activities involving digital assets and delivering financial services through web-based and other electronic means.