Caitlin S. Onomastico



Caitlin S. Onomastico advises financial institutions on compliance with US state and federal regulation, including fiduciary responsibilities and Employee Retirement Income Security Act of 1974 (ERISA) matters. She also advises broker-dealers and investment advisors regarding their obligations under federal securities laws and self-regulatory organization rules such as Financial Industry Regulatory Authority (FINRA). Prior to joining Morgan Lewis, Caitlin worked for two prominent financial institutions, assisting with Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) compliance and Securities and Exchange Act (SEC) filings.