Eric Wall advises financial institutions on a range of financial regulatory issues, focusing his practice on broker-dealer and investment adviser matters. He has experience assisting clients with matters involving the US Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA). He provides counsel to clients navigating a variety of legal, regulatory, transactional and compliance issues.
Prior to joining Morgan Lewis, Eric worked as an associate at an international law firm and as a secondee with the legal department of a large international financial institution. While in law school, Eric worked as a legislative aide on Capitol Hill, as a research analyst at FINRA’s Office of Financial Innovation, and as a legal intern at the SEC’s Division of Investment Management.