Choose Site

Jason S. Pinney


Jason Pinney focuses his practice on securities enforcement and litigation matters. Jason represents US broker-dealers, investment advisers, hedge funds, private equity firms, board members, and individuals in litigation, arbitrations, and regulatory investigations. Jason represents clients in federal and state court, as well as before SEC, FINRA, and state securities agencies. He conducts internal investigations on behalf of senior management and directors, and advises clients on a variety of regulatory, compliance, and corporate governance issues, including fiduciary laws and regulations, research conflicts, and solicitor issues. Jason lectures on securities industry issues and conducts continuing education programs for clients.