Jason S. Pinney


Jason Pinney focuses his practice on securities enforcement and litigation matters. Jason represents broker-dealers, investment advisers, hedge funds, private equity firms, board members, and individuals in litigation, arbitrations, and regulatory investigations across the United States. Jason represents clients in federal and state court, as well as before the SEC, FINRA, and state securities agencies. He conducts internal investigations on behalf of senior management and directors, and advises on a variety of regulatory, compliance, and corporate governance issues, including broker-dealer and investment adviser regulation, retail advice and standards of conduct, and research analyst conflicts.