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Jason S. Pinney


Jason Pinney focuses his practice on securities enforcement and litigation matters. Jason represents broker-dealers, investment advisers, hedge funds, private equity firms, board members, and individuals in litigation, arbitrations, and regulatory investigations across the United States. Jason represents clients in federal and state court, as well as before the SEC, FINRA, and state securities agencies. He also conducts internal investigations on behalf of senior management and directors, and advises clients on a wide variety of regulatory, compliance, and corporate governance issues, including research conflicts, wire fraud, and excessive mutual fund fee litigation. Jason frequently lectures on issues relevant to the securities industry and conducts continuing education programs for clients.