Morgan Lewis

Jeremy Esperon

Associate

Jeremy Esperon focuses his practice on the regulation of investment companies and investment advisers. He advises clients on the formation, registration, and ongoing regulation of investment companies, with a focus on exchange-traded funds (ETFs), and provides ongoing advice regarding various regulatory compliance and securities law issues. Jeremy also advises on closed-end fund shelf offerings and related regulatory issues.

Extended Profile

Prior to joining Morgan Lewis, Jeremy worked for six years as a paralegal for Legg Mason, a global investment management firm, where he advised the company and its affiliates worldwide on a wide range of intellectual property matters. Jeremy is proficient in French and Spanish and conversant in Mandarin Chinese.

Education

  • Johns Hopkins University, 2008, Bachelor of Arts, Economics
  • University of Maryland School of Law, 2014, Juris Doctor

Admissions

  • District of Columbia
  • Maryland

Awards and Affiliations

Member, Practice Group of the Year, Asset Management, Law360 (2017)

Publications

2016–2018 - ETF Roundup

August 2018 - ETF Roundup – Issue 4

6/29/2018 - SEC Proposes New ETF Rule

November 2017 - ETF Roundup – Issue 3

April 2017 - ETF Roundup – Issue 2

December 2016 - ETF Roundup – Issue 1

8/5/2016 - SEC Approves Generic Listing Standards for Active ETFs

10/27/2015 - NYSE Arca Withdraws Active ETF Generic Listing Standards Proposal as SEC Focus on ETFs Continues

9/10/2015 - Update on Proposed Listing Standards for Active ETFs

7/2/2015 - SEC Seeks Public Input on Exchange-Traded Product Trading Issues

6/15/2015 - Update on Proposed Listing Standards for Active ETFs

3/19/2015 - SEC Considers Active ETF Listing Standards, Approves Paired Class ETP

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