Beau Yanoshik focuses his practice on the regulation of investment companies and investment advisers. He advises clients on forming and registering investment companies, including exchange-traded investment companies, and he provides ongoing advice regarding various regulatory compliance and securities law issues. Additionally, Beau counsels on transactional matters, including reorganizations, mergers, and acquisitions involving investment companies. He additionally assists with regulatory filings and in obtaining exemptive and no-action relief from various provisions of the Investment Company Act of 1940.
During law school, Beau was a senior editor for the University of Pennsylvania Journal of International Economic Law. Prior to law school, he worked for a national consulting firm offering services in economics, finance, and business analytics.
Pennsylvania State University, 2002, Bachelor of Science
University of Pennsylvania Law School, 2006, Juris Doctor
District of Columbia
Awards and Affiliations
Member, ETF Law Firm of the Year, ETF.com (2019)
Member, Best ETF Legal & Compliance Firm, ETFexpress (2019)
Member, Practice Group of the Year, Asset Management, Law360 (2017)
University of Pennsylvania, Wharton School of Business, 2006, Certificate in Business and Public Policy
Recipient, Outstanding Service Award from the University of Pennsylvania Public Service Program