Laurie A. Dee concentrates her practice in the area of the Investment Company Act of 1940 and Investment Advisers Act of 1940. Laurie advises investment advisers and registered investment companies in all aspects of their organization, registration, and operation, including the regulatory and compliance areas. Laurie’s practice also includes formation and representation of domestic and offshore hedge funds. Her clients include mutual funds and closed-end investment companies, independent mutual fund trustees and directors, private US and offshore hedge funds, investment advisers, and private investors.
Northwestern University School of Law, 2002, Juris Doctor
Stanford University, 1996, Bachelor of Arts
Awards and Affiliations
Member, Best ETF Law Firm, ETF Express US Awards (2021)
Member, Practice Group of the Year, Asset Management, Law360 (2017)
Journal of International Law and Business, Northwestern University