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Natalie R. Wengroff


Natalie R. Wengroff advises financial institutions on compliance with US state and federal regulation, including fiduciary responsibilities and ERISA matters. She also advises broker-dealers and investment advisors regarding their obligations under federal securities laws and self-regulatory organization rules such as Financial Industry Regulatory Authority (FINRA). Prior to joining Morgan Lewis, Natalie represented independent broker-dealers and financial advisors before state securities and banking commissioners.